Compliance Analyst, AML Investigations

The Compliance Analyst will conduct AML investigations, transaction monitoring, and enhanced due diligence. This role involves preparing SAR filings and participating in projects to prevent financial crimes.

Overview

Department

Compliance

Job type

Full time

Compensation

$74,000 - $110,000 per year

Location

San Jose, United States, North America

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Requirements

3+ years experience in conducting AML related account activity analysis, due-diligence, and investigations in a financial services institution.

Strong writing, analytical and communications skills. Must be able to execute tasks within tight deadlines.

Strong interpersonal skills are necessary to work effectively with colleagues across regions and business units.

Should be a self-starter, organized, detail oriented, and results driven.

Excellent command of spoken and written English is required.

Responsibilities

Conduct thorough investigations on users' account activities as a result of transaction monitoring alerts.

Facilitate Requests for Information (RFIs) with cross-functional staff in the investigation of transaction monitoring cases.

Conduct research using internal and external sources to help determine potentially suspicious activity and disposition of adverse news.

Make determinations and recommend escalation decisions on cases investigated.

Create, update and maintain files and records related to all supporting information used during investigation.

Prepare SAR materials and draft SAR narratives.

Assist with ad hoc projects incl. QA alert dispositions, validation of the transaction monitoring system or any updates, training, etc..

Benefits

Competitive total compensation package

L&D programs and Education subsidy for employees' growth and development

Various team building programs and company event

Wellness and meal allowances

Comprehensive healthcare schemes for employees and dependents