Compliance Senior Audit Manager, US

OKX is seeking a Compliance Senior Manager to oversee the execution of the compliance audit portfolio within the US market. In this role, you will provide guidance and knowledge overseeing the US regional internal audit activities as they relate to regulatory risks, ensuring a sound foundation from a third-line of defence perspective.

Overview

Department

Compliance

Job type

Full time

Compensation

$171,000 - $257,000 per year

Location

San Jose, United States, North America

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About OKX

At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles: We Before Me, Do the Right Thing, and Get Things Done. These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er. OKX is part of OKG, a group that brings the value of Blockchain to users around the world, through our leading products OKX, OKX Wallet, OKLink and more.

What You’ll Be Doing

Work with Internal Audit leadership and business stakeholders to build risk-based and regulatory-focused audit plans aligning to company priorities

Experience conducting cryptocurrency and blockchain-related compliance audits around onboarding, ongoing transaction monitoring, trade and market surveillance, wallet security and initial coin offerings

Conduct regulatory audits to evaluate compliance with regional standards (e.g., CFTC, FinCEN, OCC,OFAC) recommendations

Manage end-to-end audits, reviews, and any ad-hoc projects. Ensure audits follow professional standards and internal policies

Create and maintain documentation include reviewing and/or preparing process flowcharts and testing procedures for key controls

Recommend corrective actions and partner with control owners to ensure timely resolution of control deficiencies

Prepare clear, concise audit reports and present findings to senior leadership and business owners

Apply data-driven techniques to enhance audit effectiveness and identify control improvement opportunities

Stay up-to-date with industry trends, regulatory changes, and emerging risks in the cryptocurrency and blockchain space to ensure audit processes remain relevant and effective

Assist in responding to both regulatory and external auditor requests and inquiries, ensuring a smooth and efficient examination and external audit process

Provide coaching and guidance on the professional development of the internal audit team

What We Look For In You

Bachelor's degree in Business, Legal, or a related field; a master's degree and professional certification (e.g., CPA, CIA, CAMS) will be preferred

Internal audit experience in a supervisory or managerial role, preferably within the cryptocurrency, technology, fintech, or financial services sectors

Compliance experience strongly preferred, does not require internal audit experience

Industry experience with CFTC, consumer protection acts, OCC, SEC, FinCEN requirements

Excellent analytical skills with the ability to identify issues, root causes, and propose practical solutions

Effective communication and interpersonal skills to interact with stakeholders at all levels of the organization and facilitate issue remediation

Detail-oriented, risk and control mindset with the ability to manage multiple projects and priorities simultaneously

Proficiency in using audit and data analysis tools (Workiva, Chainalysis, Elliptic)

Ability to work in a global context and coordinate with international teams

High level of integrity, professionalism, and ethical behaviour

Perks & Benefits

Competitive total compensation package

L&D programs and Education subsidy for employees' growth and development

Various team building programs and company events

Wellness and meal allowances

Comprehensive healthcare schemes for employees and dependants

More that we love to tell you along the process!

OKX Statement

OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.