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Controls Assurance & SOC Oversight

Galaxy
United States
Full time
$150,000 - $180,000 per year
On site

Overview

Department

Compliance

Job type

Full time

Compensation

$150,000 - $180,000 per year

Location

United States, North America

Company size

Mature [ 50+ employess ]

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The Vice President will be responsible for Galaxy's SOC portfolio, enacting processes, performing internal testing, and coordinating SOC activities between the business and external auditor. This role requires collaboration with business leaders and the external auditor in a fast-paced environment.

Requirements

  • 6+ years of experience managing and auditing SOC1 reports for service organizations in the financial services and/or digital assets industries
  • A demonstrated ability to manage multiple teams with competing priorities and meet tight deadlines while delivering high quality work products
  • Deep knowledge of risk & controls and technology
  • Ability to work effectively both individually and in a team environment
  • Strong appetite for problem solving in a nascent industry and a high-growth business
  • Excellent communication and critical thinking skills
  • High level of proficiency with Excel and Visio
  • Experience directly interacting with external auditors, regulators, and/or an organization’s internal audit department

    • Responsibilities

  • Assist businesses with defining the report’s scope and assessing controls readiness for their year 1 SOC reports, inclusive of process documentation, controls identification and control design assessments
  • Assist with drafting of SOC reports, including system descriptions, process narratives, control descriptions and related documentation
  • Collaborate with process and control owners in various businesses to evaluate the design and effectiveness of SOC controls and risk mitigation in place or needed
  • Identify and document control gaps and deficiencies and assist owners with adequate remediation
  • Maintain documentation of Galaxy’s SOC control environment, including risk assessments, risk and controls matrix, testing approaches, execution plans, and results
  • Coordinate with SOC auditors throughout the SOC testing and reporting lifecycle
  • Track status of the program and issues identified, and report to the Head of Enterprise Risk & relevant business leaders
  • Provide support to the broader Risk & Control team initiatives as needed
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