Senior Compliance Analyst, QA
OKXAbout this job
Job category
Compliance
Job type
Full time
Salary range
$ 101.35k - $ 152.055k
Location
San Francisco, California, United States
Company size
Mature [ 50+ employess ]
Apply now
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Job Description
This role involves conducting quality reviews of AML investigations, analyzing metrics, identifying process gaps, and recommending improvements. The analyst will also help design and execute testing and monitoring plans for AML investigators.
Responsibilities
- Help design and execute testing and monitoring plans for review of our AML investigators, providing guidance, mentorship, and support to ensure high-quality performance.
- Conduct thorough and constructive secondary reviews of the investigators' work to ensure accuracy, adherence to policies, and regulatory compliance.
- Assist with, and contribute to the evolution of policies, procedures, guidance, training, and compliance processes.
- Foster a collaborative and positive team environment, promoting knowledge sharing and continuous learning.
- Analyze data to identify process gaps and opportunities, and partner with Compliance Leaders, Training and other FIU managers to recommend mitigating activities for risk, improve quality of investigations, team performance and close process gaps
- Monitor team performance metrics and implement improvement strategies as needed to achieve operational goals.
- Work with other team leads and AML managers to streamline processes and enhance the effectiveness of the AML investigation team, continuously improve and evolve the QA framework and scorecards, including the development of new QA functions.
Requirements
- 3+ years experience in conducting AML related Audit/Quality Assurance analysis, due-diligence, and investigations in a financial services institution.
- Demonstrated knowledge of BSA/AML, KYC regulations, risks and controls implementation
- Strong writing, analytical and communications skills. Must be able to execute tasks within tight deadlines.
- Strong interpersonal skills are necessary to work effectively with colleagues across regions and business units.
- Should be a self-starter, organized, detail oriented, and results driven.
- Excellent command of spoken and written English is required.
Benefits
- Competitive total compensation package.
- Learning and development programs, and education subsidies for employees' growth and development.
- Comprehensive healthcare schemes for employees and dependants.
- Wellness and meal allowances.
- Various team building programs and company events.
- The ability to help shape a new industry.
About this job
Job category
Compliance
Job type
Full time
Salary range
$ 101.35k - $ 152.055k
Location
San Francisco, California, United States
Company size
Mature [ 50+ employess ]
Apply now
Don't miss out on this opportunity. Apply now and take the first step toward success.
Resume Assistance
See how well your resume matches this job role with our AI-powered score. By uploading your resume, you agree to our Terms of Service