Trading Advisory Compliance Manager

This role involves enhancing and supporting the global trade compliance program, ensuring regulatory compliance and best practices of trading activities. The manager will collaborate with stakeholders across various teams to identify and mitigate market integrity risks and advise on trading activities.

Overview

Department

Compliance

Job type

Full time

Compensation

Salary not specified

Location

Hong Kong, East Asia

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Requirements

BA/BS in a related technical field or equivalent practical experience

At least 8+ years of experience in trading advisory compliance, liquidity management, regulatory controls, trading product design or closely related fields

Proficiency with trading and investment products, e.g. spot, margin, options, perpetual swaps, OTC products, etc.

Strong regulatory knowledge and experience with regulatory requirements for market transparency and integrity, including derivatives licensing obligations

Strong interpersonal skills with an emphasis on teamwork, collaboration, initiative, and integrity.

Comfort with working in a fast-paced environment, handling multiple priorities simultaneously.

Responsibilities

Enhance and support the global trade compliance program, controls and processes to ensure regulatory compliance and best practices of trading activities, including policies, procedures, guidelines, trading manuals, etc.

Monitor and analyze global regulatory updates in all jurisdictions OKX operates and enhance/adapt compliance programs accordingly. This may include trading product design evaluations for regulatory obligations related to derivatives products (i.e. MIFID, VARA, ASIC).

Support all aspects of trading, listing, and liquidity management to ensure compliance and alignment with best practices.

Engage directly and collaborate closely with key stakeholders across Trading, Liquidity Management, Product, Risk, Operations, and Legal and Compliance team members to identify and report on market integrity risks, implement sound controls, and advise on trading activities in line with regulatory obligations or best practices.

Benefits

Competitive total compensation package

L&D programs and Education subsidy for employees' growth and development

Various team building programs and company events

Wellness and meal allowances

Comprehensive healthcare schemes for employees and dependants